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Ex-UBS Compliance Officer in Court on $1.8 Million Insider Case

16th June 2017


Sarah Clarke QC, Co-Head of the Business and Specialist Crime Team, prosecutes the FCA’s latest high profile insider dealing case involving a former UBS compliance officer allegedly passing tips to her co-defendant who then allegedly traded on the basis of that information.  The defendants appeared in court for the first time today.  The case has received widespread media coverage.


Click here for relevant press: BloombergFinancial Times

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