Ex-UBS Compliance Officer in Court on $1.8 Million Insider Case
16th June 2017
Sarah Clarke QC, Co-Head of the Business and Specialist Crime Team, prosecutes the FCA’s latest high profile insider dealing case involving a former UBS compliance officer allegedly passing tips to her co-defendant who then allegedly traded on the basis of that information. The defendants appeared in court for the first time today. The case has received widespread media coverage.
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